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Home / Company Law & Secretarial Services / Private Equity Transaction Compliance
Last updated: 2 October 2026
A private equity or venture capital investment brings a term sheet, a shareholders’ agreement and a set of corporate actions that must line up. Our team handles the company law and FEMA side of the deal — articles, approvals, allotment and filings — alongside your legal advisers.
After the term sheet is signed, the company must make its corporate records and constitution match the deal:
The shareholders’ agreement and investment agreements are negotiated by your legal counsel; we align the company’s approvals, documents and filings with them.
Based on the Companies Act, 2013 and the rules made under it. Last updated: 27 September 2026.
To amend articles and approve the issue
Common instrument in venture and PE rounds
Valuation for pricing the allotment
To allot after receiving the money
FC-GPR for foreign investors
Investor’s representative on the board
Closing is often delayed by corporate housekeeping, not commercial terms.
Registers, minutes or past filings missing when diligence starts.
Investor rights agreed in the SHA but not reflected in the articles.
PAS-3, MGT-14 or FC-GPR filed late after the round.
Services that usually support a funding round.
Private placement rules.
Amending the articles.
Foreign investment reporting.
Company-side diligence support.
Corporate records reviewed and gaps fixed.
Documents organised for the investor’s review.
AOA amended to match the SHA.
Authorised capital increased, if needed.
Allotment, nominee director appointment and share certificates.
PAS-3, MGT-14, DIR-12 and FC-GPR filed.
Investor rights bring ongoing obligations.
Information rights under the SHA.
Investor consent for specified decisions.
Nominee director included in meetings and papers.
Conversion and filings when the time comes.
Share your query and our team will reply during business hours.
Rights in the shareholders’ agreement are enforceable against the company mainly when they are reflected in its articles of association.
A compulsorily convertible preference share, which converts into equity shares on set terms and is common in venture and PE rounds.
Yes. A registered valuer’s report supports the price, and FDI pricing rules apply to foreign investors.
Legal counsel for the company and investors; we align the company’s approvals and filings with it.
Typically PAS-3, MGT-14 for special resolutions, DIR-12 for new directors, and FC-GPR for foreign investors.
ACS – Director, Expertvuw Management Pvt Ltd
Company law and FEMA compliance for the transaction is handled by Expertvuw’s team. Transaction agreements are negotiated by legal counsel, and valuations are issued by independent registered valuers.