- +91 80768 85539
- info@expertvuw.com
- Pan-India service available.
Authorised Person appointments, depository participant registration, audits and investor grievance handling for SEBI-registered intermediaries — with audits and certificates signed by independent licensed professionals.
Eligibility review, broker agreement and exchange approval papers for becoming an Authorised Person of a stock broker.
Support for SEBI registration as a Depository Participant with NSDL or CDSL, from eligibility to application.
Internal audit coordination, certificates and annual compliance calendar for stock brokers and DPs.
Annual compliance audit support and record-keeping checks for Investment Advisers and Research Analysts.
Handling investor complaints on SEBI SCORES within timelines, with ODR escalation support.